Clients, can you believe the end of January is upon us? It's the time of year we begin receiving calls and emails about tax documents. So when should you expect to see your tax documents?
Please note the following information for Pershing's 2019 IRS Form 1099 (B, DIV, INT, MISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2020. By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2020.
If you have enrolled for electronic delivery or NetXinvestor and need help finding where your documents will be placed, please give us a call.