Jim is a partner and the founder of Harvest Investment Strategies (H.I.S.), established in February of 2011. He earned his General Securities Registration in September of 1984. In the almost 36 years since that time, Jim served in various management and leadership positions with two other industry leading firms before deciding to affiliate with First Allied Securities, Inc in the creation of H.I.S.
Jim has extensive experience in retirement planning, income solutions, and wealth management. Over his career, he has advised and built relationships with hundreds of individuals and small businesses through the volatile ups and downs of the U.S. economy. And, to this day still enjoys numerous relationships with clients that have been with him for decades.
Securities Registrations: Full Registration/General Securities Rep. (S7)
General Securities Sales Supervisor (S8 or S9/10)
Uniform Investment Advisor Exam (S65)
Uniform Securities Agent State Law Exam (S63)
CRD# 1305791